Reports to be submitted to FIU-Ind by different REs

 The following is a table of REs and list of reports that have to submitted to FIU-Ind under PMLA 2002

FIU-IND Reporting by REs on FINGate 2.0 Portal
SL NO	Category	SL NO	Reports
1	Banks
	Specific to the Banking Sector	a	Cash Transaction Reports
		b	Suspicious Transaction Reports
		c	Cross Border wire Transaction report
		d	Counterfeit Currency Report
		e	Non-Profit Organisation Transaction Report
2	Insurance
	Specific to the Insurance Sector	a	Cash Transaction Reports
		b	Suspicious Transaction Reports
		c	Cross Border wire Transaction report
		d	Counterfeit Currency Report
		e	Non-Profit Organisation Transaction Report
3	Department of Posts
	Specific to the Department of Posts Sector	a	Cash Transaction Reports
		b	Suspicious Transaction Reports
		c	Cross Border wire Transaction report
		d	Counterfeit Currency Report
		e	Non-Profit Organisation Transaction Report
4	Mutual Funds
	Specific to the Mutual Fund Sector	a	Suspicious Transaction Reports
		b	Cross Border wire Transaction report
		c	Non-Profit Organisation Transaction Report
5	Card System Operators
	Specific to the Card system Operator	a	Cash Transaction Reports
		b	Suspicious Transaction Reports
		c	Cross Border wire Transaction report
6	Casinos
	Specific to the Casinos	a	Cash Transaction Reports
		b	Suspicious Transaction Reports
		c	Cross Border wire Transaction report
7	Real Estate Agents
	Specific to the Casiono	a	Cash Transaction Reports
		b	Suspicious Transaction Reports
		c	Counterfeit Currency Report
8	Brokerage firms
	Specific to theBrokerage Segment	a	Suspicious Transaction Reports
		b	Non-Profit Organisation Transaction Report
9	Money Transfer Services
	Specific to the Money Transfer Services  Segment	a	Cash Transaction Reports
		b	Suspicious Transaction Reports
10	FI/NBFC/Others
	Specific to the Type of Organisation Segment	a	Cash Transaction Reports
		b	Suspicious Transaction Reports
11	Property Registrar
	Specific to the Property segment	a	Property  Transaction Reports
		b	Suspicious Transaction Reports
12	Exchange Houses		Suspicious Transaction Reports applicable to respective sectors
13	Depositories
14	Payment System Aggregators
15	Depositories
16	Dealer in Precious Metals & Precious Stones
14	Virtual Digital Asset Service Providers

            15. Chartered Accountant/Cost & Management Accountant/Company Secretary    : 

                 The respective professional body association has given guidelines to concerned members.

To assist the reporting entities, FIU-IND has developed a Report Generation Utility and Report validation utility in the preparation of the prescribed reports.

The reporting formats specified are:

•  Account based reporting format (ARF) for reporting of account based CTRs, STRs and NTRs
•  Transactions based reporting format (TRF) for reporting of transaction based CTRs, STRs and NTRs
•  CCR reporting format (CRF) for reporting of counterfeit currency reports (CCRs) 

The reporting format specifications are prescribed as XML format specifications in the reporting format guide. In addition, fixed width text file format specifications specified earlier are also revised as version 2.1 to assist reporting entities in migration to the XML format specifications

Happy Reading

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